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- Presented By:
- Vermont School Boards Association
- With:
- Richard Cassidy, Attorney at Law
- South Burlington School Board Chair
- December 12, 2007
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- Richard Cassidy, Attorney at Law
- Hoff, Curtis, Pacht, Cassidy, Frame,
- Somers & Katims, P.C.
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- The District has a lot at stake:
- District reputation and public trust
- You want to make good decisions
- Your opportunity to find the facts
- But you do have personal legal protection:
- Most districts have Errors & Omissions Insurance
- Perhaps you should have Employment Practice Liability Coverage
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- Quasi Judicial Hearings (Due Process Hearings)
- Board as “judge”
- Take evidence
- Decide a case
- Examples:
- Teacher/Administrator Termination, Grievance, Student discipline
- Public Hearings
- Board as legislative body
- Gather information/opinion
- Inform its policy-making role
- Examples
- Building projects, budgets, district policy.
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- Quasi-Judicial Hearings/Due Process
- Typically for:
- Grievance
- Student discipline
- Teacher/Administrator Termination
- Trial-like process to find facts and decide case
- Public Hearings
- Sometime contentious
- Purpose: give the public its say
- Take in information
- A decision may not necessarily follow
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- Usually Informal
- Board Chair presides
- Anticipate practical issues
- Announced ground rules
- Length of meeting
- Order & fairness
- Require that speakers identify themselves
- Sign up sheet?
- Consider alternating sides
- Will you answer questions?
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- When required by law or agreement:
- The Constitution
- Statutory Rights
- Agreement: usually collective bargaining agreement.
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- A hearing in a contested case. Normally:
- Parties whose rights, duties or privileges are to be determined
- Evidence is presented
- Cross examination
- Decision
- Possible appeal or other review
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- 14th amendment to the United States Constitution:
- “No state shall deprive any person of life, liberty, or property without
due
- process of law”
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- Notice and Opportunity for
Hearing
- Before deprivation of rights
- Scope of hearing appropriate to nature of case
- These rights cannot be reduced by statute or agreement
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- Suspension or expulsion from school for 10 or more days entitles student
to due process hearing
- Student rights also provided by 16 VSA §1162 and State Board Rules
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- “Tenured” public employees entitled to pre-termination hearings
- “tenured” where statute or contract recognizes a continuing right to
employment
- Not to temporary or probationary or at will employees
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- Teachers - 16 VSA § 1752 and applicable collective bargaining agreements
- Principals/Tech Centers Directors – 16 VSA § 243
- Superintendents – 16 VSA § 241
- Other employees - per employment contract or collective bargaining
agreement
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- Maintain unbiased hearing role
- When are you told too much
- When a Board member should recuse?
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- Someone must think through the issues and develop a plan
- Consider retaining counsel
- Decide on separate attorneys - Board and Administration
- Legal advice in advance only
- Attorney(s) attend hearing or not
- If counsel will not “prosecute” the hearing, the administration must do
so.
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- Anticipate and plan for hearing logistics
- Number of people
- Room organization
- Floor plan
- Privacy interests
- Ingress/egress options
- Microphones
- Protocol – time limits if many people attend
- Media relations
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- Organize the process
- “Prosecutor” or witness for prosecutor
- Unrelated administrator to assist Board?
- Who will write the decision?
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- Warn the meeting
- Provide enough advance general context to Board, but not so much as to
bias independent decision making
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- Who will conduct hearing for Administration?
- Principal or Superintendent
- Counsel
- Who will give notice:
- Charge or charges
- Time
- date and
- place of hearing
- Right to legal representation
- Notice of possible penalties
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- Perform the quasi-judicial role:
- Find the facts
- Draw conclusions and decide what, if any, action is merited
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- Preside over hearing
- Manage meeting
- Liaison between Board and counsel
- Rules on procedure and evidence
- Great deal of flexibility in running hearings of all kinds
- Testimony can be limited by the Board chair
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- Open meeting law - 1 VSA §313 (a)(4)
- Teachers - 16 VSA §1752 (b) and (g)
- Protection of Board and employees in damage suits - 16 VSA 1756
- Principals/Tech Center Directors - 16 VSA § 243 (c) and (d)
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- Chair convenes hearing
- Confidentiality reminder
- Introduce participants
- Maintain record of hearing
- Explain reason for hearing
- Present evidence
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- Pose questions – don’t make statements
- Keep it relevant
- Remain neutral and nonjudgmental
- Maintain impartiality
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- Opportunity to cross-examine
- Hear recommendation of administration
- Board deliberation
- Make decision
- Communicate in writing within 5 days
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- Board Chair has flexibility
- Rules may provide a useful comparison.
- Rulings under Roberts
- Possible appeal of ruling of chair
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- What elements of fact need be proven?
- Is there some evidence on each fact
- Is the Board persuaded? Does the Board believe the evidence
- What consequences should flow
- Exercise board discretion
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- Fact finder & judge
- Who’s present
- Role of administrative recommendations
- Taking final action
- Confidentiality
- Who writes the decision
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- Vermont School Boards Association
- www.vtvsba.org
- 800-244-8722
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