Notes
Slide Show
Outline
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Running Effective School Board Hearings
  • Presented By:
  • Vermont School Boards Association


  • With:
  • Richard Cassidy, Attorney at Law
  • South Burlington School Board Chair
  • December 12, 2007
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"Richard Cassidy"

  • Richard Cassidy, Attorney at Law


  • Hoff, Curtis, Pacht, Cassidy, Frame,
  • Somers & Katims, P.C.



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The Role of the School Board in Hearings
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Board Hearings Matter
  • The District has a lot at stake:
      • District reputation and public trust
      • You want to make good decisions
      • Your opportunity to find the facts


  • But you do have personal legal protection:
      • Most districts have Errors & Omissions Insurance
      • Perhaps you should have Employment Practice Liability Coverage


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    What do we mean by “Hearing?”
  • Quasi Judicial Hearings (Due Process Hearings)
    • Board as “judge”
    • Take evidence
    • Decide a case
    • Examples:
      • Teacher/Administrator Termination, Grievance, Student discipline
  • Public Hearings


    • Board as legislative body
    • Gather information/opinion
    • Inform its policy-making role
    • Examples
      • Building projects, budgets, district policy.
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Public Hearings /  Quasi Judicial Hearings  Contrasted
  • Quasi-Judicial Hearings/Due Process


    • Typically for:
      • Grievance
      •  Student discipline
      • Teacher/Administrator Termination
    • Trial-like process to find facts and decide case
  • Public Hearings


    • Sometime contentious


    • Purpose: give the public its say


    • Take in information


    • A decision may not necessarily follow



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Public Hearings: “A school board shall afford a reasonable opportunity to any person in the school district to appear and express views in regard to any matter considered by the school board…” 16 V.S.A. §554.

  • Usually Informal
    • Board Chair presides
    • Anticipate practical issues
      • Announced ground rules
      • Length of meeting
        • Time limits
      • Order & fairness
        • Require that speakers identify themselves
        • Sign up sheet?
        • Consider alternating sides
      • Will you answer questions?





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When Is A Quasi-Judicial Hearing Conducted?

  • When required by law or agreement:
    • The Constitution
    • Statutory Rights
    • Agreement: usually collective bargaining agreement.
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What is a Quasi-Judicial Hearing?
  • A hearing in a contested case. Normally:


    • Parties whose rights, duties or privileges are to be determined
    • Evidence is presented
    • Cross examination
    • Decision
    • Possible appeal or other review



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Constitutional Concept of Due Process
  • 14th amendment to the United States Constitution:


  • “No state shall deprive any person of life, liberty, or property without due
  • process of law”


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Essence of Due Process

  • Notice  and Opportunity for Hearing
    • Before deprivation of rights
    • Scope of hearing appropriate to nature of case
  • These rights cannot be reduced by statute or agreement
    • They may be supplemented

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Student Discipline
  • Suspension or expulsion from school for 10 or more days entitles student to due process hearing


  • Student rights also provided by 16 VSA §1162 and State Board Rules


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Termination of Employment
  • “Tenured” public employees entitled to pre-termination hearings
    • “tenured” where statute or contract recognizes a continuing right to employment
    • Not to temporary or probationary or at will employees
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Statutory and Contractual Rights may Extend Additional Rights to Employees
  • Teachers - 16 VSA § 1752 and applicable collective bargaining agreements
  • Principals/Tech Centers Directors – 16 VSA § 243
  • Superintendents – 16 VSA § 241
  • Other employees - per employment contract or collective bargaining agreement



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What Does and What Should the
Board Know in Advance

  • Maintain unbiased hearing role


  • When are you told too much


  • When a Board member should recuse?
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Preparing for the Hearing
  • Someone must think through the issues and develop a plan
  • Consider retaining counsel
      • Decide on separate attorneys - Board and Administration
      • Legal advice in advance only
      • Attorney(s) attend hearing or not
  • If counsel will not “prosecute” the hearing, the administration must do so.
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Preparing for the Hearing
  • Anticipate and plan for hearing logistics
      • Number of people
      • Room organization
        • Floor plan
        • Privacy interests
        • Ingress/egress options
      • Microphones
      • Protocol – time limits if many people attend
    • Media relations
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Administrator’s Hearing Role
  • Organize the process


  • “Prosecutor” or witness for prosecutor


  • Unrelated administrator to assist Board?


  • Who will write the decision?



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Preparing for the Hearing
  • Warn the meeting


  • Provide enough advance general context to Board, but not so much as to bias independent decision making
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Preparing for the Hearing
  • Who will conduct hearing for Administration?
    • Principal or Superintendent
    • Counsel
  • Who will give notice:
    • Charge or charges
    • Time
    • date and
    • place of hearing
    • Right to legal representation
  • Notice of possible penalties
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Role of the School Board
  • Perform the quasi-judicial role:


      • Find the facts


      • Draw conclusions and decide what, if any, action is merited
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Role of Board Chair
  • Preside over hearing
  • Manage meeting
  • Liaison between Board and counsel
  • Rules on procedure and evidence
    • Robert’s Rules Modified
  • Great deal of flexibility in running hearings of all kinds
  • Testimony can be limited by the Board chair


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Hearing Conducted in
 Open or Executive Session?
  • Open meeting law - 1 VSA §313 (a)(4)


  • Teachers - 16 VSA §1752 (b) and (g)


  • Protection of Board and employees in damage suits - 16 VSA 1756


  • Principals/Tech Center Directors - 16 VSA § 243 (c) and (d)
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Hearing Mechanics
  • Chair convenes hearing
  • Confidentiality reminder
  • Introduce participants
  • Maintain record of hearing
  • Explain reason for hearing
  • Present evidence
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Hearing Mechanics
  • Pose questions – don’t make statements


  • Keep it relevant


  • Remain neutral and nonjudgmental


  • Maintain impartiality
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Hearing Mechanics
  • Opportunity to cross-examine


  • Hear recommendation of administration


  • Board deliberation


  • Make decision
    • Communicate in writing within 5 days
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Rules of Evidence
 and
Burden of Proof
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The Rules of Evidence do not apply

  • Board Chair has flexibility


  • Rules may provide a useful comparison.


  • Rulings under Roberts
    • Possible appeal of ruling of chair
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Has the Burden of Proof Been analyzed?
  • What elements of fact need be proven?


    • Is there some evidence on each fact


  • Is the Board persuaded? Does the Board believe the evidence


    • What consequences should flow
      • Exercise board discretion

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Board’s Role in Deliberations
  • Fact finder & judge
  • Who’s present
  • Role of administrative recommendations
  • Taking final action
  • Confidentiality
  • Who writes the decision
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For More Information Contact:
  • Vermont School Boards Association


  • www.vtvsba.org


  • 800-244-8722